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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-02-21
  • CO RA
    APPROVED
    Since 2024-02-21

Branch Locations

29 N Main St Ste 108, Brighton, CO 80601 • United States

Brighton, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Brighton CO 12/2003 Present
Adams County Sheriff Brighton CO 09/2016 06/2017
Pfs Investments Inc. Brighton CO 03/2004 Present
  • 12/2003 → Present
    Primerica Financial Services
    Brighton, CO
  • 09/2016 → 06/2017
    Adams County Sheriff
    Brighton, CO
  • 03/2004 → Present
    Brighton, CO
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-29
S63 Uniform Securities Agent State Law Examination 2004-06-29
  • S65 Uniform Investment Adviser Law Examination
    2024-01-29
  • S63 Uniform Securities Agent State Law Examination
    2004-06-29

View on SEC IAPD

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