David T La

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1999 → Present
  Washington Mutual
  Arcadia, CA
• 09/2008 → Present
  Wamu Investments, Inc.
  Arcadia, CA
• 10/2012 → Present
  J.P. Morgan Securities Llc
  Arcadia, CA
• 12/2014 → 11/2017
  Fruitology Lab Inc/Dba Fruitology Juices And Smoothies
  San Gabriel, CA
• 09/2019 → Present
  Dtla Capital Holdings, Llc
  San Gabriel, CA

Previous Registrations

• 2010-06-24 → 2012-10-01
  Chase Investment Services Corp.
  Arcadia, CA

Other Businesses

Entity Name: David Tan La, Donald Tan La, and Dan T La Investment related: No Address: Upland, CA 91786 (This will be a rental property) Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 08/08/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My responsibilities with this rental property are to provide funding for down payment, funding for improvements and repairs on the property. Entity Name: David Tan La, Donald Tan La, and Dan T La Investment related: No Address: Upland CA 91786 . (This will be a rental property) Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 08/08/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My responsibilities with this rental property are to provide funding for down payment, funding for improvements and repairs on the property. Entity Name: David Tan La, Donald Tan La, and Dan T La Investment related: No Address: Altadena, CA 91101. (This will be a rental property) Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/30/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My responsibilities with this rental property are to provide funding for down payment, funding for improvements on the property, and help to make decisions with choosing tenants. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 9/1/2019 ADDRESS: SAN GABRIEL, CA. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 5 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: DTLA CAPITAL HOLDINGS, LLC. POSITION: PARTIAL OWNER / LANDLORD - RENTAL PROPERTY START DATE: 9/1/2019 ADDRESS: San Gabriel CA DETAILS: 4 UNIT PROPERTIES. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-06-23
• S63 Uniform Securities Agent State Law Examination
  2004-04-09

Other Names

• David Tan La