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Laura A Sullivan

Morgan Stanley

Farmington Hills, MI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-05-16
TX RA APPROVED_RES 2025-05-15
  • MI RA
    APPROVED
    Since 2025-05-16
  • TX RA
    APPROVED_RES
    Since 2025-05-15

Branch Locations

35055 West Twelve Mile Road Suite 101, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Plymouth MI 10/2012 05/2025
Morgan Stanley Smith Barney Llc Farmington Hills MI 05/2025 Present
Morgan Stanley Private Bank, N.A New York NY 06/2025 Present
  • 10/2012 → 05/2025
    J.P. Morgan Securities Llc
    Plymouth, MI
  • 05/2025 → Present
    Morgan Stanley Smith Barney Llc
    Farmington Hills, MI
  • 06/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2012-10-01 → 2025-05-16
    J.P. Morgan Securities Llc
    Novi, MI
    Plymouth, MI
    Plymouth, MI
    Novi, MI
    New Hudson, MI
  • 2010-01-04 → 2012-10-01
    Chase Investment Services Corp.
    Northville, MI
    Chicago, IL
    Ann Arbor, MI
    Ann Arbor, MI
    Plymouth, MI
    Novi, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-22
S63 Uniform Securities Agent State Law Examination 2004-04-09
  • S65 Uniform Investment Adviser Law Examination
    2009-12-22
  • S63 Uniform Securities Agent State Law Examination
    2004-04-09
Other Names
  • Laura Sullivan

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · FARMINGTON HILLS, MI
EDWARD JONES · FARMINGTON HILLS, MI
FIFTH THIRD SECURITIES, INC. · WEST BLOOMFIELD, MI
AMERIPRISE FINANCIAL SERVICES, LLC · FARMINGTON HILLS, MI
OSAIC ADVISORY SERVICES, LLC · WEST BLOOMFIELD, MI
EDWARD JONES · WEST BLOOMFIELD, MI
OSAIC ADVISORY SERVICES, LLC · WEST BLOOMFIELD,, MI
EQUITY PLANNING GROUP, INC. · WEST BLOOMFIELD, MI

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