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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-08
MD RA APPROVED 2018-04-04
  • TX RA
    APPROVED_RES
    Since 2021-02-08
  • MD RA
    APPROVED
    Since 2018-04-04

Branch Locations

523 Benfield Rd Suite 201, Severna Park, MD 21146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farmers Financial Solutions Palm Desert CA 03/2004 12/2016
Raymond James Financial Services, Inc. Annapolis MD 01/2017 Present
Sentinels Financial Group, Llc Severna Park MD 07/2020 Present
Raymond James Financial Services Advisors Inc. Annapolis MD 04/2018 Present
  • 03/2004 → 12/2016
    Farmers Financial Solutions
    Palm Desert, CA
  • 01/2017 → Present
    Raymond James Financial Services, Inc.
    Annapolis, MD
  • 07/2020 → Present
    Sentinels Financial Group, Llc
    Severna Park, MD
  • 04/2018 → Present
    Annapolis, MD
Other Businesses

(1)Name of Business: Address: 354 Prestonfield Ln, Severna Park, MD, 21146, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/16/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord for rental property (2)Name of Business: Sentinels Financial Group LLC Address: 523 Benfield Road Suite 201, Severna Park, MD, 21146, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owner/Adviser/Broker (3)Name of Business: Sentinels Financial Group LLC Address: 523 Benfield Road Suite 201, Severna Park, MD, 21146, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 07/01/2003 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Insurance Agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-26
S63 Uniform Securities Agent State Law Examination 2003-09-20
  • S65 Uniform Investment Adviser Law Examination
    2018-03-26
  • S63 Uniform Securities Agent State Law Examination
    2003-09-20
Other Names
  • Rich Cox

View on SEC IAPD

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