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Michael Lawrence Ferguson

Nationwide Investment Advisors, LLC

Columbus, OH

CRD 4778729

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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2007-05-09
  • OH RA
    APPROVED
    Since 2007-05-09

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corporation Spokane WA 04/2007 Present
  • 04/2007 → Present
    Nationwide Investment Services Corporation
    Spokane, WA
Other Businesses

--Similk Enterprises LLC dba Similk Bay Manor - bed and breakfast located at 4825 Beaver Pond Dr S. Mount Vernon WA 98274. Started on 4/4/16. 32 hours devoted a month. 0 hours during trading hours. not investment related. --Position: President Company/Employer: Crows Nest Management Inc Location: Anacortes, WA Start Date: 05/01/2023 Hours Devoted Monthly: 3 Hours During Trading Hours: 3 Investment Related: No --Licensed boat captain for private boat tours and charters & Co-owner of Fidalgo Island Excursions LLC located at 3402 Commercial Ave. Anacortes WA 98221. Started on 12/19/2018. 40 hours devoted a month, 0 hours during trading hours. Not investment related. ---- Ordained minister located at 3402 Commercial Ave Anacortes WA 98221. Started on 5/30/19. 10 hours devoted a year, 0 hours during trading hours. not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-31
S63 Uniform Securities Agent State Law Examination 2004-04-24
  • S65 Uniform Investment Adviser Law Examination
    2007-08-31
  • S63 Uniform Securities Agent State Law Examination
    2004-04-24

View on SEC IAPD

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