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Daryl W Dehn

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-07-22
CA RA APPROVED 2015-04-01
  • TX RA
    APPROVED
    Since 2016-07-22
  • CA RA
    APPROVED
    Since 2015-04-01

Branch Locations

560 S Winchester Blvd, San Jose, CA 95128 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 08/2014 Present
Bank Of America N.A. San Jose CA 12/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-31
S63 Uniform Securities Agent State Law Examination 2004-04-07
  • S66 Uniform Combined State Law Examination
    2015-03-31
  • S63 Uniform Securities Agent State Law Examination
    2004-04-07
Other Names
  • Daryl Dehn

View on SEC IAPD

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