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Anna K Pomykala

Cetera Investment Advisers LLC

Beaverton, OR

CRD 4778205

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2019-06-19
  • OR RA
    APPROVED
    Since 2019-06-19

Branch Locations

Beaverton, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Beaverton OR 03/2004 06/2019
Foresters Advisory Services Beaverton OR 02/2019 06/2019
Cetera Investment Advisers Llc Beaverton OR 06/2019 Present
Cetera Investment Services Llc St Cloud MN 06/2019 Present
  • 03/2004 → 06/2019
    Foresters Financial
    Beaverton, OR
  • 02/2019 → 06/2019
    Foresters Advisory Services
    Beaverton, OR
  • 06/2019 → Present
    Beaverton, OR
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
Previous Registrations
  • 2019-02-26 → 2019-06-20
    Foresters Advisory Services, Llc
    Beaverton, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-07
S63 Uniform Securities Agent State Law Examination 2004-04-26
  • S66 Uniform Combined State Law Examination
    2018-10-07
  • S63 Uniform Securities Agent State Law Examination
    2004-04-26

View on SEC IAPD

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