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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-16 |
| UT | RA | APPROVED | 2015-10-13 |
Branch Locations
2302 Washington Blvd, Ogden, UT 84401 • United States
440 West Parrish Lane, Centerville, UT 84014 • United States
5635 S. Harrison Blvd., South Ogden, UT 84403 • United States
1781 W Antelope Drive, Layton, UT 84041 • United States
33 S Main, Kaysville, UT 84037 • United States
150 South Fort Lane, Layton, UT 84041 • United States
One South Main Street, Salt Lake City, UT 84133 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Ogden | UT | 10/2015 | Present |
1. 10/09/2015 - Zions Wealth Advisors - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) 2. 10/26/2015 - Zions Wealth Advisors - DBA for LPL Business (entity for LPL business) - INV REL - 5 North Main Street, Bountiful, UT 84010 - START 10/23/2015 - 40 HOURS PER MONTH, 40 DURING TRADING 3. 10/26/2015 - Zions Trust - Financial Institution Duty - INV REL - 5 North Main Street, Bountiful, UT 84010 - START 10/23/2015 - 5 HOURS PER MONTH, 5 DURING TRADING - Compliance Manual, the advisor will act as a relationship manager/business development officer for when customers need is trust services through Zions Trust 4. 08/02/2016 - No Business Name - non-variable insurance commission trails only - INV REL - At Reported Business Location(s) - Start 06/01/2002 - 1 Hr/Mo; 1 Hour During Securities Trading - I receive renewals on life insurance policies that I have written over the past 10 years from Beneficial Life Insurance Company 5. 4/19/2021 - Nelson Lawn Care, Father, Sons and Sometimes Daughters - Not Investment Related - Home Based - Other-Reps business - Owner - Started 04/17/2021 - 10 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-12 |
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