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Jennifer W Waller

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Naples, FL

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-30
TX RA APPROVED_RES 2023-09-01
  • FL RA
    APPROVED
    Since 2023-10-30
  • TX RA
    APPROVED_RES
    Since 2023-09-01

Branch Locations

9128 Strada Pl, Naples, FL 34108 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Ft. Meyers FL 02/2012 08/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Naples FL 08/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-04
S63 Uniform Securities Agent State Law Examination 2011-03-28
  • S66 Uniform Combined State Law Examination
    2023-02-04
  • S63 Uniform Securities Agent State Law Examination
    2011-03-28
Other Names
  • Jennifer W Hall
  • Jennifer Winana Hall
  • Jennifer Winona Hall
  • Jennifer W Winona Hall

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
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SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
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