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Laura Ann Hall

Morgan Stanley

Buffalo, NY

CRD 4777559

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-05-15
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-05-15

Branch Locations

50 Fountain Plaza Key Tower North, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Buffalo NY 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Buffalo, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-05
S63 Uniform Securities Agent State Law Examination 2004-09-03
  • S65 Uniform Investment Adviser Law Examination
    2007-04-05
  • S63 Uniform Securities Agent State Law Examination
    2004-09-03
Other Names
  • Laura Ann Marso

View on SEC IAPD

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