Brett Richard Clarke

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → Present
  Brett Clarke
  Oceanside, CA
• 10/2015 → Present
  Independent Financial Group
  Oceanside, CA

Previous Registrations

• 2012-06-14 → 2015-11-23
  Voya Financial Advisors, Inc.
  Oceanside, CA
  La Verne, CA
• 2010-08-10 → 2012-06-13
  Chase Investment Services Corp.
  Oceanside, CA
  Oceanside, CA
  Oceanside, CA
  Oceanside, CA
• 2007-08-17 → 2010-08-20
  Next Financial Group, Inc.
  Houston, TX
  San Marcos, CA
• 2007-01-09 → 2007-08-22
  National Planning Corporation
  San Diego, CA
  San Diego, CA

Other Businesses

(1) CLARKE FINANCIAL SERVICES, INC. POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 3720 Oceanic Way, Suite 208, Oceanside CA 92056, United States DESCRIPTION: 100% OWNER OF DBA USED FOR MARKETING PURPOSES (2) CLARKE FINANCIAL SERVICES, INC. POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 3720 Oceanic Way, Suite 208, Oceanside CA 92056, United States DESCRIPTION: 100% OWNER OF CLARKE FINANCIAL SERVICES, INC. PROVIDING TAX PREPARATION (3) ADP PAYROLL SERVICES POSITION: Independent Contractor NATURE: Referral Services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 3720 Oceanic Way, Suite 208, Oceanside CA 92056, United States DESCRIPTION: INDEPENDENT CONTRACTOR THROUGH ADP PAYROLL SERVICES PROVIDING PAYROLL REFERRALS (4)CLARKE FINANCIAL SERVICES POSITION: Officer/Director NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/03/2022 ADDRESS: 3720 Oceanic Way, Suite 208, Oceanside CA 92056, United States DESCRIPTION: I notarize documents if a client needs it. I do not charge for this service.

Exams

• S66 Uniform Combined State Law Examination
  2005-12-20
• S63 Uniform Securities Agent State Law Examination
  2004-04-09