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Andrea Kelley

Ubs Financial Services Inc.

Weehawken, NJ

Saint Albans, VT

CRD 4777336

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2018-03-07
  • VT RA
    APPROVED
    Since 2018-03-07

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Saint Albans, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Burlington VT 03/2004 02/2018
Ubs Financial Services South Burlington VT 02/2018 Present
  • 03/2004 → 02/2018
    Scottrade, Inc.
    Burlington, VT
  • 02/2018 → Present
    Ubs Financial Services
    South Burlington, VT
Previous Registrations
  • 2017-02-06 → 2018-02-15
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-27
S63 Uniform Securities Agent State Law Examination 2005-07-29
  • S66 Uniform Combined State Law Examination
    2017-01-27
  • S63 Uniform Securities Agent State Law Examination
    2005-07-29
Other Names
  • Andea R Kelly
  • Andrea Rae Kelley
  • Andrea Rae Chamberlain

View on SEC IAPD

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