Best Investors Account Sign in

Eric Michael Figueroa

Capital Client Group, Inc.

Miami, FL

Miami, FL

Miami, FL

CRD 4777166

Claim This Profile
Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-31
  • FL RA
    APPROVED
    Since 2025-03-31

Branch Locations

Miami, FL • United States

Miami, FL • United States

78 Sw 7Th St., 5Th Fl., Suite 05-5117, Miami, FL 33130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Banco / Itau International Securities, Inc. Miami FL 04/2013 10/2016
Mfs Investment Management / Mfs Fund Distributors, Inc. Boston MA 10/2016 12/2024
Capital Group / Capital Client Group, Inc. Miami FL 12/2024 Present
  • 04/2013 → 10/2016
    Banco / Itau International Securities, Inc.
    Miami, FL
  • 10/2016 → 12/2024
    Mfs Investment Management / Mfs Fund Distributors, Inc.
    Boston, MA
  • 12/2024 → Present
    Capital Group / Capital Client Group, Inc.
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-10
S65 Uniform Investment Adviser Law Examination 2011-11-15
S63 Uniform Securities Agent State Law Examination 2004-05-10
  • S66 Uniform Combined State Law Examination
    2025-03-10
  • S65 Uniform Investment Adviser Law Examination
    2011-11-15
  • S63 Uniform Securities Agent State Law Examination
    2004-05-10

View on SEC IAPD

More in Miami, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor