Best Investors Account Sign in
Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-31
  • FL RA
    APPROVED
    Since 2025-03-31

Branch Locations

Miami, FL • United States

Miami, FL • United States

78 Sw 7Th St., 5Th Fl., Suite 05-5117, Miami, FL 33130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Banco / Itau International Securities, Inc. Miami FL 04/2013 10/2016
Mfs Investment Management / Mfs Fund Distributors, Inc. Boston MA 10/2016 12/2024
Capital Group / Capital Client Group, Inc. Miami FL 12/2024 Present
  • 04/2013 → 10/2016
    Banco / Itau International Securities, Inc.
    Miami, FL
  • 10/2016 → 12/2024
    Mfs Investment Management / Mfs Fund Distributors, Inc.
    Boston, MA
  • 12/2024 → Present
    Capital Group / Capital Client Group, Inc.
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-10
S65 Uniform Investment Adviser Law Examination 2011-11-15
S63 Uniform Securities Agent State Law Examination 2004-05-10
  • S66 Uniform Combined State Law Examination
    2025-03-10
  • S65 Uniform Investment Adviser Law Examination
    2011-11-15
  • S63 Uniform Securities Agent State Law Examination
    2004-05-10

View on SEC IAPD

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor