Daniel Joseph Rocco

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2014-08-14

PA RA
APPROVED

Since 2014-08-14

Branch Locations

5110 Library Road Suite C, Bethel Park, PA 15102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pnc Investments, Llc	Pittsburgh	PA	02/2016	Present

02/2016 → Present

Pnc Investments, Llc

Pittsburgh, PA

Previous Registrations

2007-11-13 → 2009-11-13

Natcity Investments, Inc.

Cleveland, OH
2007-02-02 → 2007-08-16

Waddell & Reed

Pittsburgh, PA

Pittsburgh, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-08-04
S63	Uniform Securities Agent State Law Examination	2004-07-09

S66 Uniform Combined State Law Examination

2014-08-04
S63 Uniform Securities Agent State Law Examination

2004-07-09

View on SEC IAPD

Current Employers

Pnc Wealth Management Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews