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Eduardo Caldera

Retirement Systems LLC

Chicago, IL

CRD 4777070

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Employer firm

Retirement Systems LLC CRD 310927

$37.5M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • FIXED INSURANCE SALES AND SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Retirement Systems Llc

Chicago, IL • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-05-29
IL RA APPROVED 2026-03-23
  • LA RA
    APPROVED
    Since 2026-05-29
  • IL RA
    APPROVED
    Since 2026-03-23

Branch Locations

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Homefirst Mortgage Banker Irvine CA 01/2014 12/2022
Regency Capital Irvine CA 01/2023 Present
Foundations Investment Advisors Llc Phoenix AZ 11/2025 03/2026
Retirement Systems Llc Chicago IL 03/2026 Present
Previous Registrations
Other Businesses

(1) Regency Capital; yes; Irvine, CA; Insurance services; Owner/Insurance Agent; 01/23; 25% of time.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-22
S63 Uniform Securities Agent State Law Examination 2008-09-05
  • S65 Uniform Investment Adviser Law Examination
    2024-12-22
  • S63 Uniform Securities Agent State Law Examination
    2008-09-05

View on SEC IAPD

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