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Aaron Mazer

Mariner Independent

Newton Square, PA

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Current Employers
Mariner Independent

5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-07-31
  • PA RA
    APPROVED
    Since 2023-07-31

Branch Locations

Newton Square, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Chalfont PA 11/2013 04/2017
Pruco Securities, Llc Chalfont PA 11/2013 04/2017
Bbtis King Of Prussia PA 04/2017 01/2018
Bb&T King Of Prussia PA 04/2017 01/2019
Bb&T Securities, Llc King Of Prussia PA 01/2018 02/2021
Bb&T King Of Prussia PA 01/2019 02/2021
Suntrust Investment Services, Inc King Of Prussia PA 09/2020 02/2021
Suntrust Advisory Services, Inc King Of Prussia PA 09/2020 02/2021
Truist Investment Services, Inc. King Of Prussia PA 02/2021 11/2021
Truist Advisory Services, Inc. King Of Prussia PA 02/2021 11/2021
Jpmorgan Chase Bank Na Philadelphia PA 11/2021 07/2023
Jpmorgan Securities Llc Philadelphia PA 11/2021 07/2023
Mariner Platform Solutions Overland Park KS 07/2023 Present
Pax Financial Advisors Newton Square PA 07/2023 Present
  • 11/2013 → 04/2017
    The Prudential Insurance Company Of America
    Chalfont, PA
  • 11/2013 → 04/2017
    Chalfont, PA
  • 04/2017 → 01/2018
    Bbtis
    King Of Prussia, PA
  • 04/2017 → 01/2019
    Bb&T
    King Of Prussia, PA
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    King Of Prussia, PA
  • 01/2019 → 02/2021
    Bb&T
    King Of Prussia, PA
  • 09/2020 → 02/2021
    Suntrust Investment Services, Inc
    King Of Prussia, PA
  • 09/2020 → 02/2021
    Suntrust Advisory Services, Inc
    King Of Prussia, PA
  • 02/2021 → 11/2021
    Truist Investment Services, Inc.
    King Of Prussia, PA
  • 02/2021 → 11/2021
    King Of Prussia, PA
  • 11/2021 → 07/2023
    Jpmorgan Chase Bank Na
    Philadelphia, PA
  • 11/2021 → 07/2023
    Jpmorgan Securities Llc
    Philadelphia, PA
  • 07/2023 → Present
    Mariner Platform Solutions
    Overland Park, KS
  • 07/2023 → Present
    Pax Financial Advisors
    Newton Square, PA
Previous Registrations
Other Businesses

1) Entity Name: MidwayUSA Foundation Investment related: Yes "Address: 6001 West Van Horn Tavern Rd Suite C Columbia, MO 65203-9258 midwayusafoundation.org" Nature of the other business: Sports Position/Title/Relationship: Board Member Start Date: 07/14/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The MidwayUSA Foundation was established in 2007 to provide sustainable funding to youth shooting sports teams across the nation. I was asked to join as a board member and be a member of the investment committee. 2) Pax Financial Advisors; Newton Square, PA; Founder; offering investment advisory services through Mariner Platform Solutions; start date 7/2023; 160 hours/month during securities trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-19
S63 Uniform Securities Agent State Law Examination 2007-02-21
  • S66 Uniform Combined State Law Examination
    2008-06-19
  • S63 Uniform Securities Agent State Law Examination
    2007-02-21
Designations
Other Names
  • Aaron David Mazer
  • Aaron D Mazer
  • Aaron Mazer

View on SEC IAPD

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