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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2015 | 08/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2017 | 06/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2017 | 06/2022 |
| Dédé, Llc | New Orleans | LA | 08/2017 | 12/2024 |
| Fisher Investments | Plano | TX | 06/2022 | 06/2024 |
| Dede, Llc | New Orleans | LA | 08/2017 | 12/2024 |
| Tl Private Wealth | Southlake | TX | 12/2024 | 08/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2025 | Present |
1.DD, LLC, 7150 E. Grand Ave., Apt. 707, Dallas TX 75223-3657, United States, 08/01/2017, Chief Executive Officer, Travel/Transportation Services, NIR, 40 HR/MO - 0 HR/MO TRADING 2.PWA COALITION OF DALLAS, INC., 201 S. Tyler St., Dallas TX 75208-4934, United States, 05/01/2019, Board Member, Volunteer, NIR, 1 HR/MO - 0 HR/MO TRADING 3.OPRACROLE, 814 St. Andrew St., New Orleans LA 70130-4928, United States, 04/19/2022, Board Member, Arts/Performing Arts, NIR, 1 HR/MO - 0 HR/MO TRADING 4.CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 08/01/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-06 |
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