John K. Mccarthy

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 12/2016
  Signator Investors, Inc
  Andover, MA
• 12/2016 → 01/2019
  Questar Capital Corporation
  Minneapolis, MN
• 02/2017 → 03/2017
  Questar Asset Management
  Minneapolis, MN
• 06/2001 → 01/2019
  John K. Mccarthy
  Johnston, RI
• 01/2019 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 10/2017 → Present
  Chartered Course Financial Group, Llc
  North Attleboro, MA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-01-03 → 2019-01-31
  Questar Asset Management, Inc.
  Johnston, RI
  Minneapolis, MN
  North Attleboro, MA

Other Businesses

1. NAME OF OTHER BUSINESS: CHARTERED COURSE FINANCIAL GROUP, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2017; POSITION/TITLE/RELATIONSHIP: OWNER / PARTNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 1/2021; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 6; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE;

Exams

• S66 Uniform Combined State Law Examination
  2018-12-28
• S63 Uniform Securities Agent State Law Examination
  2004-04-19