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Sengchanh Vanmany

Raymond James Financial Services Advisors, Inc

Chicago, IL

CRD 4775700

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-01-06
  • IL RA
    APPROVED
    Since 2023-01-06

Branch Locations

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Chicago IL 11/2008 12/2022
Concordia University River Forest IL 10/2021 Present
Raymond James Financial Services, Inc. Chicago IL 12/2022 Present
Raymond James Financial Services Advisors, Inc. Chicago IL 12/2022 Present
  • 11/2008 → 12/2022
    Raymond James & Associates
    Chicago, IL
  • 10/2021 → Present
    Concordia University
    River Forest, IL
  • 12/2022 → Present
    Raymond James Financial Services, Inc.
    Chicago, IL
  • 12/2022 → Present
    Raymond James Financial Services Advisors, Inc.
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-28
  • S66 Uniform Combined State Law Examination
    2005-07-28
Other Names
  • Seng Vanmany

View on SEC IAPD

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