Thomas F. Wozniak

Current Employers

Employment History

• 01/2015 → 01/2018
  Metlife Securities Inc.
  Brookfield, WI
• 07/2016 → 01/2018
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 01/2018
  Mml Investors Services, Llc
  Brookfield, WI
• 01/2018 → 02/2022
  Sagepoint Financial, Inc.
  Brookfield, WI
• 02/2022 → 09/2022
  Freedom Wealth Alliance
  Brookfield, WI
• 09/2022 → Present
  Belpointe Asset Management, Llc
  Reno, NV
• 03/2023 → Present
  D.H. Hill Securities, Lllp
  Kingwood, TX

Previous Registrations

• 2022-02-24 → 2022-09-30
  Freedom Wealth Alliance
  Brookfield, WI
• 2018-01-19 → 2022-02-24
  Osaic Services, Inc.
  Milwaukee, WI
  Brookfield, WI
  Brookfield, WI
  Milwaukee, WI
• 2017-03-25 → 2018-01-23
  Mml Investors Services, Llc
  Brookfield, WI
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Brookfield, WI
  Milwaukee, WI
• 2008-09-03 → 2015-01-02
  New England Securities
  Brookfield, WI
  Waukesha, WI

Other Businesses

1. Compass Benefit Specialists, Inc. POSITION: Agent and part owner NATURE: Individual INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS START DATE: 04/01/2004 ADDRESS: 333 Bishop's Way #148, BROOKFIELD, WI 53005 DESCRIPTION: I am a 1099 independent contractor with Compass Benefit Specialists, Inc. for business written with the agency. I work from that location approximately 70% of the time. 2.Belpointe Asset Management, LLC, Is investment related, 115 S. 84th St., Milwaukee, WI 53214, Investment Advisor Representative, Start Date 9/2022, Approx 120 hrs month during trading, provide investment advisory services

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-04-20

Other Names

• Thomas Wozniak