James Stanley Sigg

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-02-07
OH	RA	APPROVED	2011-10-27

TX RA
APPROVED_RES

Since 2025-02-07
OH RA
APPROVED

Since 2011-10-27

Branch Locations

Maineville, OH • United States

9918 Carver Road Suite 110-C, Cincinnati, OH 45242 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	Cincinnati	OH	09/2003	Present
Pfs Investments Inc.	Cincinnati	OH	03/2004	Present

09/2003 → Present

Primerica Financial Services

Cincinnati, OH
03/2004 → Present

Pfs Investments Inc.

Cincinnati, OH

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-05-07

S63 Uniform Securities Agent State Law Examination

2004-05-07