Roberto Carlos Lopez

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Mcallen, TX
• 11/2016 → 06/2021
  Wells Fargo Clearing Services, Llc
  Mcallen, TX
• 06/2021 → Present
  Sanctuary Wealth
  Mcallen, TX

Previous Registrations

• 2011-01-03 → 2021-06-17
  Wells Fargo Clearing Services, Llc
  Laredo, TX
  Laredo, TX
  Laredo, TX
  Mission, TX
  Mcallen, TX
  Laredo, TX
  San Antonio, TX
  El Paso, TX
  Donna, TX
  San Antonio, TX
  Austin, TX
  San Antonio, TX
  Brownsville, TX
• 2005-01-27 → 2011-01-03
  Wells Fargo Investments, Llc
  Edinburg, TX
  Edinburg, TX
  Mcallen, TX
  Edinburg, TX
  Mcallen, TX

Other Businesses

(1) Name: BOYS AND GIRLS CLUB RGV Position: BOARD MEMBER Nature: PROVIDE EDUCATIONAL AND PERSONAL DEVELOPMENT FOR TEENS ANDAT RISK CHILDREN Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 1/1/2019 Address: 702 CULLEN ST, EDINBURG TX 89541, United States Description: FUNDRAISING ATTEND MONTHLY MEETING TO DISCUSS CLUB ACTIVITIES AND FINANCIAL HEALTH (2) Name: MARLEN AND ROBERTO LOPEZ Position: OWNER Nature: RENTAL PROPERTY Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 3/21/2007 Address: 2900 LUCKY DRIVE, SAN JUAN TX 78589, United States Description: RENTAL PROPERTY MANAGEMENT (3) Name: EL MANJAR BAKERY LLC Position: MEMBER Nature: RETAIL BAKERY/RESTAURANT Investment Related: No Hours: 8 Securities Trading Hours: 0 Start Date: 8/1/2009 Address: 963 WEST BUSINESS HWY 83, ALAMO TX 78516, United States Description: OVERSITE ON MANAGEMENT AND OPERATIONS (4)Name: ROJO INVESTMENTS LLC Position: MEMBER Nature: COMMERCIAL REAL ESTATE Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 3/1/2015 Address: 6619 SOUTH JACKSON RD, PHARR TX 78589, United States Description: PASSIVE MANAGEMENT 6) BOYS AND GIRLS CLUB RGV POSITION: BOARD MEMBER - TREASURER NATURE: PROVIDE EDUCATIONAL AND PERSONAL DEVELOPMENT FOR TEENS ANDAT RISK CHILDREN INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 1/1/2019 ADDRESS: 702 CULLEN ST, EDINBURG TX 89541, United States DESCRIPTION: FUNDRAISING ATTEND MONTHLY MEETING TO DISCUSS CLUB ACTIVITIES AND FINANCIAL HEALTH 6) SAMAISMA HOLDINGS, LLC POSITION: Member NATURE: entity to own investment real estate property INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 05/29/2025 ADDRESS: 1104 S 7th St, Alamo TX 78516, United States DESCRIPTION: Owner / Landlord 7) HEALY USA POSITION: Independent Contractor NATURE: Occasional compensation for referrals for health devices. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2025 ADDRESS: 8529 Southpark Circle Ste. 100, Orlando FL 32819, United States DESCRIPTION: Occasional compensation for referrals for health devices.

Exams

• S66 Uniform Combined State Law Examination
  2005-01-24
• S63 Uniform Securities Agent State Law Examination
  2004-04-29

Other Names

• Robert C Lopez