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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-03-24 |
Branch Locations
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services, Inc. #10740 | Dallas | TX | 04/2000 | Present |
Maverick Road Logistics LLC, Investment Related - [No]; 3145 Turkey Trail, Prosper, TX 75078; Trucking Company; Owner; Start Date [10/2024]; 4 Hours Per Month, 0 During Trading Hours; Business to purchase cabs/tractors for lease. SAWC Ventures LLC; Investment Related - [No]; 3145 Turkey Trail, Prosper, TX 75078; Trucking LLC; Owner Management; Start Date [10/2024]; 4 Hours Per Month, 0 During Trading Hours; Business to purchase cabs/tractors for lease.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-03 |
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