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Glenn Douglas Carroll

Columbia Management Investment Advisers, LLC

Boston, MA

Garden City, NY

CRD 4774917

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Employer firm

Columbia Management Investment Advisers, LLC CRD 108257

$502B regulatory AUM 142 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ASSET LIABILITY MANAGEMENT, CREDIT ANALYSIS & ASSET ALLOCATION SVCS

From the firm’s Form ADV. Read the guides:

Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
NJ RA APPROVED 2014-01-31
  • NY RA
    APPROVED
    Since 2021-04-07
  • NJ RA
    APPROVED
    Since 2014-01-31

Branch Locations

290 Congress Street, Boston, MA 02210 • United States

Garden City, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riversource Investments Minneapolis MN 11/2008 Present
Columbia Management Investment Distributors, Inc. Boston MA 07/2009 Present
  • 11/2008 → Present
    Riversource Investments
    Minneapolis, MN
  • 07/2009 → Present
    Columbia Management Investment Distributors, Inc.
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-16
S66 Uniform Combined State Law Examination 2005-06-22
S63 Uniform Securities Agent State Law Examination 2004-06-07
  • S65 Uniform Investment Adviser Law Examination
    2009-03-16
  • S66 Uniform Combined State Law Examination
    2005-06-22
  • S63 Uniform Securities Agent State Law Examination
    2004-06-07

View on SEC IAPD

Nearby Firms

COHERE CAPITAL
BAYPINE HOLDINGS LP
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P.

Nearby Investors

JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON

Nearby Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA

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