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Lancaster CRD 339389
$8.56M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
New York, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-09 |
| NY | RA | APPROVED | 2026-01-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company, L.P. / Mercer Allied | New York | NY | 05/2017 | 08/2018 |
| Morgan Stanley Distribution, Inc. | New York | NY | 11/2018 | 06/2021 |
| Luma Financial Technology, Llc | Cincinnati | OH | 07/2021 | 09/2022 |
| Lft Securities, Llc | Cincinnati | OH | 07/2021 | 09/2022 |
| Pgb Securities Llc | Bedminster | NJ | 01/2024 | 04/2024 |
| Self-Employed | New York | NY | 09/2022 | 07/2023 |
| Leon Capital Group | Dallas | TX | 07/2023 | 01/2024 |
| Lancaster Labs, Llc | New York | NY | 10/2025 | Present |
| Lancaster Systematic, Inc. | Madison | NJ | 10/2023 | 05/2024 |
| Lancaster Systematic, Inc. | Madison | NJ | 05/2024 | Present |
| March Capital Corp. | Skokie | IL | 09/2025 | Present |
| Goldman Sachs & Co. | New York | NY | 09/2007 | 08/2018 |
March Capital Corp. - Broker/Dealer - 200 E RANDOLPH ST SUITE 5100. CHICAGO, IL 60601-6528 - Investment-related - Registered Representative - 09/2025 - Advisor and capital raising - Approximately 10 hours/month devoted to this business with approximately 5 hours/month devoted to the business during securities trading hours Lancaster Systematic - Co-founder, CRO - 05/06/2024 - Madison, NJ - 160hrs/mo - 160hrs/mo during Business Hrs - Yes Business Related - AI-driven fixed income business - Co-founder, CRO - Salary
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-20 |
| S66 | Uniform Combined State Law Examination | 2003-09-05 |
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