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Ron Bezoza

Lancaster

New York, NY

CRD 3117297

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Employer firm

Lancaster CRD 339389

$8.56M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Lancaster

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-09
NY RA APPROVED 2026-01-20
  • TX RA
    APPROVED
    Since 2026-07-09
  • NY RA
    APPROVED
    Since 2026-01-20

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P. / Mercer Allied New York NY 05/2017 08/2018
Morgan Stanley Distribution, Inc. New York NY 11/2018 06/2021
Luma Financial Technology, Llc Cincinnati OH 07/2021 09/2022
Lft Securities, Llc Cincinnati OH 07/2021 09/2022
Pgb Securities Llc Bedminster NJ 01/2024 04/2024
Self-Employed New York NY 09/2022 07/2023
Leon Capital Group Dallas TX 07/2023 01/2024
Lancaster Labs, Llc New York NY 10/2025 Present
Lancaster Systematic, Inc. Madison NJ 10/2023 05/2024
Lancaster Systematic, Inc. Madison NJ 05/2024 Present
March Capital Corp. Skokie IL 09/2025 Present
Goldman Sachs & Co. New York NY 09/2007 08/2018
  • 05/2017 → 08/2018
    The Ayco Company, L.P. / Mercer Allied
    New York, NY
  • 11/2018 → 06/2021
    Morgan Stanley Distribution, Inc.
    New York, NY
  • 07/2021 → 09/2022
    Luma Financial Technology, Llc
    Cincinnati, OH
  • 07/2021 → 09/2022
    Lft Securities, Llc
    Cincinnati, OH
  • 01/2024 → 04/2024
    Pgb Securities Llc
    Bedminster, NJ
  • 09/2022 → 07/2023
    Self-Employed
    New York, NY
  • 07/2023 → 01/2024
    Leon Capital Group
    Dallas, TX
  • 10/2025 → Present
    Lancaster Labs, Llc
    New York, NY
  • 10/2023 → 05/2024
    Lancaster Systematic, Inc.
    Madison, NJ
  • 05/2024 → Present
    Lancaster Systematic, Inc.
    Madison, NJ
  • 09/2025 → Present
    March Capital Corp.
    Skokie, IL
  • 09/2007 → 08/2018
    Goldman Sachs & Co.
    New York, NY
Previous Registrations
  • 2003-08-19 → 2007-09-11
    Credit Suisse Securities (Usa) Llc
    New York, NY
    New York, NY
Other Businesses

March Capital Corp. - Broker/Dealer - 200 E RANDOLPH ST SUITE 5100. CHICAGO, IL 60601-6528 - Investment-related - Registered Representative - 09/2025 - Advisor and capital raising - Approximately 10 hours/month devoted to this business with approximately 5 hours/month devoted to the business during securities trading hours Lancaster Systematic - Co-founder, CRO - 05/06/2024 - Madison, NJ - 160hrs/mo - 160hrs/mo during Business Hrs - Yes Business Related - AI-driven fixed income business - Co-founder, CRO - Salary

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-20
S66 Uniform Combined State Law Examination 2003-09-05
  • S65 Uniform Investment Adviser Law Examination
    2026-01-20
  • S66 Uniform Combined State Law Examination
    2003-09-05
Other Names
  • Ron Bezoza

View on SEC IAPD

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