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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-09
IL RA APPROVED 2013-09-05
  • TX RA
    APPROVED_RES
    Since 2018-03-09
  • IL RA
    APPROVED
    Since 2013-09-05

Branch Locations

120 E Wesley St, Floors 2 & 3, Wheaton, IL 60187 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Aurora IL 06/2013 Present
Self Bloomington IL 03/2013 Present
Jp Morgan Chase Bank, Na Aurora IL 09/2013 Present
  • 06/2013 → Present
    Self
    Aurora, IL
  • 03/2013 → Present
    Self
    Bloomington, IL
  • 09/2013 → Present
    Jp Morgan Chase Bank, Na
    Aurora, IL
Previous Registrations
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 3/1/2013 ADDRESS: 10000 Bloomington, IL DETAILS: 10000 BLOOMINGTON, IL. I RECEIVE CASH RENT FROM FARM LAND THAT I OWN AND RENT OUT. HOURS DEDICATED (per month unless otherwise indicated): 1 HOUR PER YEAR HOURS DURING TRADING: 0 INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/15/2013 ADDRESS: 3320 Aurora, IL DETAILS: 3320 AURORA, IL. HOURS DEDICATED (per month unless otherwise indicated): APPROX 1 HOUR PER MONTH HOURS DURING TRADING: 1 HOUR PER MONTH INVESTMENT RELATED: YES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-05
  • S66 Uniform Combined State Law Examination
    2004-06-05
Designations
Other Names
  • Karen Ann Custer
  • Karen Ann Feinblatt

View on SEC IAPD

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