Ashley Sheena Zephir

Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2018-11-01
TX	RA	APPROVED_RES	2018-11-01

MD RA
APPROVED

Since 2018-11-01
TX RA
APPROVED_RES

Since 2018-11-01

Branch Locations

901 Dulaney Vlley Rd Suite 901, Towson, MD 21204 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ef Legacy Securities, Llc	Henrico	VA	05/2016	10/2018
Edelman Financial Services, Llc	Fairfax	VA	05/2016	11/2018
Financial Engines Advisors L.L.C.	Sunnyvale	CA	11/2018	Present

05/2016 → 10/2018

Ef Legacy Securities, Llc

Henrico, VA
05/2016 → 11/2018

Edelman Financial Services, Llc

Fairfax, VA
11/2018 → Present

Financial Engines Advisors L.L.C.

Sunnyvale, CA

Previous Registrations

2016-05-12 → 2018-11-01

Edelman Financial Services, Llc

Towson, MD

Fairfax, VA
2008-06-05 → 2016-05-03

Strategic Advisers Llc

Towson, MD
2004-10-14 → 2007-04-03

Ameriprise Financial Services, Llc

Owings Mills, MD

Owings Mills, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-10-12

S66 Uniform Combined State Law Examination

2004-10-12

Designations

Other Names

Ashley S Hermann
A Hermann
Ashley Sheena Hermann
Ashley S Zephir

View on SEC IAPD

Current Employers

Edelman Financial Engines

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews