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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-22 |
Branch Locations
Chapel Hill, NC • United States
1150 Nw Maynard Rd Suite 110, Cary, NC 27513 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Cary | NC | 02/2016 | 04/2026 |
| Founders Financial Alliance, Llc | Chapel Hill | NC | 03/2016 | 01/2019 |
| Independent Advisor Alliance, Llc | Cary | NC | 01/2019 | 03/2024 |
| Founders Financial Alliance, Llc | Cary | NC | 03/2024 | 04/2026 |
| Osaic Wealth, Inc. | Cary | NC | 04/2026 | Present |
1. Licensed Independent Insurance Agent. Du Lac Wealth Services (DBA for Brokerage and Insurance) 2. DU LAC WEALTH SERVICES POSITION: Wealth Advisor NATURE: DBA for Advisory Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/02/2019 ADDRESS: 1150 NW Maynard Rd., Suite 110, Cary NC 27514, United States DESCRIPTION: Wealth Management 3. KERRY GOODMAN & SIMONE GRAPINI-GOODMAN POSITION: N/A - owner NATURE: Rental property - beach house INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: 104 Millbrae Ln, Chapel Hill NC 27514, United States DESCRIPTION: Maintain property - coordinate with on-site Property Manager to schedule cleanings, tenant arrivals, repairs. 4. ABECEDARIAN EDUCATION FOUNDATION POSITION: Chairman, Board of Directors NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2018 ADDRESS: 2505 BARLETT CIR, Hillsborough NC 27278, United States DESCRIPTION: Coordinate annual board meeting, review president/CEO contracts and operations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-08 |
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