Michael Allen

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 09/2017
  Bancwest Investment Services Inc.
  Omaha, NE
• 09/2017 → 04/2019
  First National Bank Of Omaha
  Omaha, NE
• 03/2018 → 04/2019
  First National Capital Markets
  Omaha, NE
• 07/2019 → 01/2023
  Cetera Advisor Networks
  Omaha, NE
• 04/2019 → 01/2023
  Cwm, Llc
  Omaha, NE
• 01/2023 → 09/2023
  Private Client Services
  Overland Park, KS
• 01/2023 → 09/2023
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 06/2024 → Present
  Wealth Enhancement Group
  Omaha, NE
• 06/2024 → Present
  Wealth Enhancement Brokerage Services
  Omaha, NE
• 10/2023 → 05/2024
  Unemployed
  Omaha, NE
• 06/2024 → Present
  Wealth Enhancement Advisory Services
  Omaha, NE

Previous Registrations

• 2023-01-13 → 2023-08-03
  Prime Capital Financial
  Overland Park, KS
  Overland Park, KS
• 2019-11-15 → 2023-01-09
  Cwm, Llc
  Omaha, NE
  Omaha, NE
• 2016-03-01 → 2017-09-22
  Bancwest Investment Services, Inc.
  Omaha, NE
  La Vista, NE
  Omaha, NE
  Omaha, NE
  Lincoln, NE
  Lincoln, NE
  Lincoln, NE
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Bellevue, NE

Exams

• S66 Uniform Combined State Law Examination
  2016-02-29
• S63 Uniform Securities Agent State Law Examination
  2004-04-14

Other Names

• Mike Allen
• Michael Carl Allen