Best Investors
Account
Sign in
Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2016-12-13 |
| TX | RA | APPROVED_RES | 2016-12-13 |
Branch Locations
One Northwestern Plaza 28411 Northwestern Highway, Southfield, MI 48034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Northville | MI | 05/2009 | 11/2016 |
| Stifel Nicolaus & Co Inc | Southfield | MI | 12/2016 | Present |
| Wells Fargo Clearing Services, Llc | Northville | MI | 11/2016 | 12/2016 |
1. Meadowbrook Country Club; 40941 8 Mile Rd Northville MI 48167; Green Committee Member; Monthly meetings to act as a conduit between the golf course superintendent, the membership and the board of directors; 03/11/2024; 2.00hrs/month; not during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-24 |
Reach out to this advisor