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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2015-01-30
  • MD RA
    APPROVED
    Since 2015-01-30

Branch Locations

30 Greenway Nw Suite 8, Glen Burnie, MD 21061 • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc. Glen Burnie MD 09/2014 Present
Stonex Advisors Inc. Glen Burnie MD 01/2015 Present
  • 09/2014 → Present
    Stonex Securities Inc.
    Glen Burnie, MD
  • 01/2015 → Present
    Glen Burnie, MD
Previous Registrations
  • 2006-06-01 → 2015-01-30
    Wrp Investments, Inc.
    Lafayette, IN
    Glen Burnie, MD
    Windsor Locks, CT
    Youngstown, OH
  • 2004-09-27 → 2006-06-06
    Hunt Valley, MD
    Baltimore, MD
Other Businesses

1)WOODEN FINANCIAL GROUP, INC., 30 GREENWAY NW, SUITE 8, GLEN BURNIE, MD 21061: Date Started: 6/1/2009 NON-Investment Related TITLE: PRESIDENT NATURE OF BUS: INSURANCE Sales and Service. Life, Disability, Long Term Care and Health Insurance DUTIES: Insurance Sales and Service. Write and service insurance products when it is appropriate for my clients. Approximately 10% of time per month is spent on OBA. Approximately 10% of time per month is spent on OBA during Market Hours. Compensation: Commissions 2)Wooden Investments Sole Proprietorship 30 Greenway NW Suite 8 Glen Burnie, MD 21061 Date Started: 9/21/2011 Title: Registered Rep YES- Investment Related Nature: This DBA is how I represent myself to the public for all investment related activities through SA Stone Wealth Management Duties: Registered Representative IAR Approximately 90% of time spent per month on OBA. 100% during Market Hours. Compensated through SA Stone Wealth Management 3)Finance Committee Member at St. Philip Neri Church 6405 Orchard Rd, Linthicum, MD 21090 Church Finance Committee Non-Investment Related Finance Committee Member Each month for 1.5 hrs, meet to review current state of church finances as it relates to actual income/expenses vs. budgeted income/expenses 10/18/2016 2 hrs spent per month, 0 hrs spent during market hrs Compensation: None 4) Baltimore Baseball Club, Inc 101 Catalpa Road Linthicum, MD 21090 Start Date: 6/27/2018 Position: Head Coach/ President of Baltimore Baseball Club NON-Investment Related Nature: Boys baseball team. Duties: Head Coach. Put together a team for the 2019 season. Approximately 16 hours per month spent on OBA; none during market hours. Compensation: None 5)Anne Arundel County Sports Hall of Fame Date Started: 8/21/2018 Title: Board Member NON-Investment related Nature of Business: The Anne Arundel County Sports Hall of Fame is a non-profit organization that recognizes county residents who excelled in sports. Duties: As a board member, I will be participating in selecting new members to the Anne Arundel County Sports Hall of Fame Approximately 1 hour per month spent on OBA which 0 are during Market Hours. Compensation: None

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-28
  • S66 Uniform Combined State Law Examination
    2004-06-28

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