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Adam Lyle Ezell

Cetera Investment Advisers LLC

Murfreesboro, TN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-11-29
  • TN RA
    APPROVED
    Since 2017-11-29

Branch Locations

100 E Vine St Ste 200, Murfreesboro, TN 37130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Nashville TN 05/2003 Present
Cetera Investment Servces Llc St. Cloud MN 07/2017 Present
Cetera Investment Advisers Llc Murfreesboro TN 11/2017 Present
  • 05/2003 → Present
    Regions Bank
    Nashville, TN
  • 07/2017 → Present
    Cetera Investment Servces Llc
    St. Cloud, MN
  • 11/2017 → Present
    Cetera Investment Advisers Llc
    Murfreesboro, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-28
S63 Uniform Securities Agent State Law Examination 2004-04-08
  • S66 Uniform Combined State Law Examination
    2017-11-28
  • S63 Uniform Securities Agent State Law Examination
    2004-04-08
Other Names
  • Adam Lyle Ezell

View on SEC IAPD

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TREY GOODMAN HELTON
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LORI ANNE CUNEO
JOHN BENJAMIN PHILLIPS
CRAIG HARRISON MILLER
Brennan Charles McGaughy
Corey Andrew Garner

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Murfreesboro, TN
EDWARD JONES · MURFREESBORO, TN
HULL WEALTH MANAGEMENT · MURFREESBORO, TN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MURFREESBORO, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Murfreesboro, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Murfreesboro, TN
TRUIST ADVISORY SERVICES, INC. · MURFREESBORO, TN
AMERIPRISE FINANCIAL SERVICES, LLC · MURFREESBORO, TN

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