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William Swiontek

Wells Fargo Advisors Financial Network, LLC

Naples, FL

Cranberry Township, PA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-05-05
TX RA APPROVED 2023-05-05
  • PA RA
    APPROVED
    Since 2023-05-05
  • TX RA
    APPROVED
    Since 2023-05-05

Branch Locations

8625 Tam 8625 Tamiami Trail N. 4Th Floor, Naples, FL 34108 • United States

800 Cranberry Wood Drive #140 [Satellite], Cranberry Township, PA 16066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pittsburgh PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Pittsburgh PA 11/2016 05/2023
Wells Fargo Advisors Financial Network, Llc Naples FL 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-17
S63 Uniform Securities Agent State Law Examination 2005-02-23
  • S65 Uniform Investment Adviser Law Examination
    2006-01-17
  • S63 Uniform Securities Agent State Law Examination
    2005-02-23
Other Names
  • William John Swiontek

View on SEC IAPD

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TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
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