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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED | 2017-11-29 |
Branch Locations
3935 Mcmasters Avenue Suite 5, Hannibal, MO 63401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Hannibal | MO | 06/2016 | 11/2017 |
| Raymond James Financial Services, Inc. | Hannibal | MO | 11/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Hannibal | MO | 11/2017 | Present |
| Viorel Financial Investments, Llc | Hannibal | MO | 05/2016 | Present |
| S&V Financial Investments | Hannibal | MO | 01/2017 | Present |
| Sole Member | Hannibal | MO | 05/2016 | Present |
(1)Name of Business: S&S Financial Holdings LLC Address: 3935 McMasters Ave Ste 5, Hannibal, MO, 63401, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 01/02/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole member and owner (2)Name of Business: S&V Financial Investments Address: 3935 McMasters Ave Ste 5, Hannibal, MO, 63401, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/02/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: DBA for business purposes and to cover office expenses (3)Name of Business: Tri V, investments LLC Address: 25 Coachlight Dr., Hannibal, MO, 63401, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 01/01/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: third owner of the LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-17 |
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