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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-11-29
TX RA APPROVED 2017-11-29
  • MO RA
    APPROVED
    Since 2017-11-29
  • TX RA
    APPROVED
    Since 2017-11-29

Branch Locations

3935 Mcmasters Avenue Suite 5, Hannibal, MO 63401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Hannibal MO 06/2016 11/2017
Raymond James Financial Services, Inc. Hannibal MO 11/2017 Present
Raymond James Financial Services Advisors Inc. Hannibal MO 11/2017 Present
Viorel Financial Investments, Llc Hannibal MO 05/2016 Present
S&V Financial Investments Hannibal MO 01/2017 Present
Sole Member Hannibal MO 05/2016 Present
  • 06/2016 → 11/2017
    Wells Fargo Advisors
    Hannibal, MO
  • 11/2017 → Present
    Raymond James Financial Services, Inc.
    Hannibal, MO
  • 11/2017 → Present
    Hannibal, MO
  • 05/2016 → Present
    Viorel Financial Investments, Llc
    Hannibal, MO
  • 01/2017 → Present
    S&V Financial Investments
    Hannibal, MO
  • 05/2016 → Present
    Sole Member
    Hannibal, MO
Previous Registrations
Other Businesses

(1)Name of Business: S&S Financial Holdings LLC Address: 3935 McMasters Ave Ste 5, Hannibal, MO, 63401, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 01/02/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole member and owner (2)Name of Business: S&V Financial Investments Address: 3935 McMasters Ave Ste 5, Hannibal, MO, 63401, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/02/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: DBA for business purposes and to cover office expenses (3)Name of Business: Tri V, investments LLC Address: 25 Coachlight Dr., Hannibal, MO, 63401, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 01/01/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: third owner of the LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-15
S63 Uniform Securities Agent State Law Examination 2004-06-17
  • S65 Uniform Investment Adviser Law Examination
    2011-06-15
  • S63 Uniform Securities Agent State Law Examination
    2004-06-17
Other Names
  • Steve Christopher Viorel
  • Steve C Viorel

View on SEC IAPD

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