Steven Christopher Viorel

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 11/2017
  Wells Fargo Advisors
  Hannibal, MO
• 11/2017 → Present
  Raymond James Financial Services, Inc.
  Hannibal, MO
• 11/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Hannibal, MO
• 05/2016 → Present
  Viorel Financial Investments, Llc
  Hannibal, MO
• 01/2017 → Present
  S&V Financial Investments
  Hannibal, MO
• 05/2016 → Present
  Sole Member
  Hannibal, MO

Previous Registrations

• 2016-06-22 → 2017-12-04
  Wells Fargo Advisors Financial Network, Llc
  Hannibal, MO
• 2011-06-16 → 2016-07-05
  Stifel Independent Advisors, Llc
  St. Louis, MO
  Hannibal, MO

Other Businesses

(1)Name of Business: S&S Financial Holdings LLC Address: 3935 McMasters Ave Ste 5, Hannibal, MO, 63401, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 01/02/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole member and owner (2)Name of Business: S&V Financial Investments Address: 3935 McMasters Ave Ste 5, Hannibal, MO, 63401, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/02/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: DBA for business purposes and to cover office expenses (3)Name of Business: Tri V, investments LLC Address: 25 Coachlight Dr., Hannibal, MO, 63401, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 01/01/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: third owner of the LLC

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-15
• S63 Uniform Securities Agent State Law Examination
  2004-06-17

Other Names

• Steve Christopher Viorel
• Steve C Viorel