Dennis Everett Herrera

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-01-12
NY	RA	APPROVED	2021-03-31

TX RA
APPROVED_RES

Since 2023-01-12
NY RA
APPROVED

Since 2021-03-31

Branch Locations

1400 Old Country Rd Suite 408, Westbury, NY 11590 • United States

Hollis, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Foresters Financial	Westbury	NY	08/2009	06/2019
Foresters Advisory Services	Westbury	NY	09/2017	06/2019
Cetera Investment Services Llc	St Cloud	MN	06/2019	Present
Cetera Investment Advisers Llc	Westbury	NY	06/2019	Present

08/2009 → 06/2019

Foresters Financial

Westbury, NY
09/2017 → 06/2019

Foresters Advisory Services

Westbury, NY
06/2019 → Present

Cetera Investment Services Llc

St Cloud, MN
06/2019 → Present

Cetera Investment Advisers Llc

Westbury, NY

Previous Registrations

2017-09-14 → 2019-06-25

Foresters Advisory Services, Llc

Westbury, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-05-02
S63	Uniform Securities Agent State Law Examination	2004-03-25

S65 Uniform Investment Adviser Law Examination

2017-05-02
S63 Uniform Securities Agent State Law Examination

2004-03-25

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews