David Ricker

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2017-10-10

NJ RA
APPROVED

Since 2017-10-10

Branch Locations

1000 Harbor Boulevard, Weehawken, NJ 07086 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Point Pleasant, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	09/2003	Present

09/2003 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Previous Registrations

2006-05-16 → 2017-10-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Pennington, NJ

New York, NY

Other Businesses

1) Icarus BrewingBrewing and distributing beer, Brick New Jersey United States-08724, Part time Beer Tender. Set up bar, serving beer, clean up, start date-8/22/2024.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-01

S66 Uniform Combined State Law Examination

2006-05-01

Other Names

David J Ricker
David J Ricker

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