Bruce Edgar Putnam

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  Lpl Financial Llc
  Cornelius, NC
• 07/2011 → 09/2018
  Cornerstone Financial Advisors
  Huntersville, NC
• 10/2017 → Present
  Independent Advisor Alliance, Llc
  Cornelius, NC

Previous Registrations

• 2011-07-20 → 2017-11-03
  Cornerstone Wealth
  Cornelius, NC
  Huntersville, NC
• 2005-01-07 → 2011-07-20
  Securities America Advisors, Inc.
  Cornelius, NC

Other Businesses

(1) 06/08/2011 - NO BUSINESS NAME - Mortgage/Real Estate Services - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - real estate license / broker - 0% TIME SPENT (2) 12/23/2011 - Highland Capital - Non-Variable Insurance - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Agent for Fixed Insurance - 5% TIME SPENT (3) 10/27/2017 - Blackbridge Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 10/30/2017. (4) 10/31/2017 - Independent Advisor Alliance - DBA: (Hybrid) Blackbridge Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - 144 Hours Per Month During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/30/2017. I expect to spend approximately 144 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 10/31/2017 - INDEPENDENT ADVISOR ALLIANCE - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - 144 Hours Per Month During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/30/2017. I expect to spend approximately 144 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 03/10/2025 - Personal Property - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date:01/01/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2004-10-20