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David Kelly Gillespie

LPl Financial LLC

Marblehead, MA

CRD 4772843

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-19
MA RA APPROVED 2009-06-29
  • TX RA
    APPROVED_RES
    Since 2026-03-19
  • MA RA
    APPROVED
    Since 2009-06-29

Branch Locations

Marblehead, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Boston MA 06/2009 Present
  • 06/2009 → Present
    Lpl Financial
    Boston, MA
Other Businesses

1. 12/27/2010: DBA ONLY - DKG FINANCIAL - BOSTON, MA. 2. 2/9/2011: DBA ONLY - DKG FINANCIAL WEALTH MANAGEMENT STRATEGIES - BOSTON, MA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-01
  • S66 Uniform Combined State Law Examination
    2004-06-01

View on SEC IAPD

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