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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-09 |
| CA | RA | APPROVED | 2018-11-02 |
Branch Locations
1177 Idaho Street Suite 203, Redlands, CA 92374 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Wealth Strategists, Inc. | Redlands | CA | 06/2002 | Present |
| Signator Investors, Inc. | Redlands | CA | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Redlands | CA | 11/2018 | Present |
1. PACIFIC WEALTH STRATEGISTS, INC. POSITION: President NATURE: S-Corporation; Pass-through entity for tax/liability purposes, also used as DBA/Marketing name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 90 START DATE: 02/01/2013 ADDRESS: 1177 Idaho Street, Suite 203, Redlands CA 92374, United States DESCRIPTION: Financial Advice, including marketing of securities, insurance and investments. 2. INDEPENDANT INSURANCE AGENT POSITION: Broker NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/24/2004 ADDRESS: 1177 Idaho Street, Suite 203, Redlands CA 92374, United States DESCRIPTION: Soliciting fixed insurance business and servicing existing contracts (i.e. Life, Annuities, Disability, Long-term Care).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-15 |
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