Victoria Mae Forgerson

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 02/2018
  Ubs Financial Services Inc
  Beverly Hills, CA
• 03/2018 → Present
  Ubs Financial Services Inc.
  Santa Barbara, CA

Previous Registrations

• 2013-11-25 → 2015-11-24
  D.A. Davidson & Co.
  Westlake Village, CA
  Los Angeles, CA
• 2013-11-04 → 2013-11-25
  Crowell Weedon & Co.
  Westlake Village, CA
• 2012-10-31 → 2013-11-04
  Crowell, Weedon & Co.
  Westlake Village, CA

Other Businesses

1) J & J FIRE PROTECTION, INC.; NON-INVESTMENT RELATED; SIMI VALLEY, CA; BEGINNING IN 1996; VICE PRESIDENT/CO-OWNER; NO HOURS DEVOTED TO THIS ACTIVITY; FAMILY BUSINESS. 2) AVON; NON-INVESTMENT RELATED; SIMI VALLEY, CA; BEGINNING 9/2013; DISTRIBUTOR/SALES REP; 1-2 HRS/MO; NO TIME DEVOTED TO THE ACTIVITY DURING MARKET TRADING HOURS; SELL AND DISTRIBUTE AVON BEAUTY PRODUCTS. 3. NOTARY PUBLIC; NON-INVESTMENT RELATED; 2535 TOWNSGATE RD., STE. 110, WESTLAKE VILLAGE, CA; NOTARY PUBLIC; 0-2 HRS/MO. AND DURING MARKET TRADING HOURS./J&J Fire Inc / 2034 Sycamore Dr Simi Valley,CA 93065 / No/ Privately Held / USD / No / No / / Start Date 1/1/2017/42736 /

Exams

• S66 Uniform Combined State Law Examination
  2011-07-27

Other Names

• Vickie Forgerson