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Wendi A Lucarelli

Associated Investment Services, Inc.

Sheboygan, WI

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Current Employers
Associated Investment Services, Inc.

433 Main Street, Green Bay, WI 54301-5114 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-03-16
FL RA APPROVED 2019-09-06
MI RA APPROVED 2019-01-10
AZ RA APPROVED 2017-06-21
WI RA APPROVED 2010-11-16
  • MN RA
    APPROVED
    Since 2023-03-16
  • FL RA
    APPROVED
    Since 2019-09-06
  • MI RA
    APPROVED
    Since 2019-01-10
  • AZ RA
    APPROVED
    Since 2017-06-21
  • WI RA
    APPROVED
    Since 2010-11-16

Branch Locations

1217 N. Taylor Drive, Sheboygan, WI 53081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Associated Investment Services, Inc. Green Bay WI 11/2010 Present
Tork Properties Plymouth WI 05/2006 04/2024
Previous Registrations
  • 2009-12-23 → 2010-11-10
    Woodbury Financial Services, Inc.
    Plymouth, WI
    Naples, FL
    Plymouth, WI
  • 2008-02-27 → 2008-03-03
    Bfn Asset Management, Inc.
    Manitowoc, WI
  • 2004-06-15 → 2006-09-25
    Wells Fargo Investments, Llc
    Sheboygan, WI
    Sheboygan, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-04
  • S66 Uniform Combined State Law Examination
    2004-06-04
Other Names
  • Wendi Barinotti Szprejda
  • Wendi A Lucarelli
  • Wendi A Barinotti

View on SEC IAPD

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OSAIC WEALTH, INC.

Other Investors

DAVID ANTHONY KABAT
TERESA K MCALPINE
Riley Jason Ege
KEITH LESLIE HENDRICKS
James Edward Thom
GREGORY RICHARD FUERST
MICHAEL JOHN MUSSAY
Gregory D Schoemer

Other Offices

KABAT ADVISORY GROUP, LLC · SHEBOYGAN, WI
THRESHOLD COMPASS STRATEGIES, INC. · SHEBOYGAN, WI
LPL FINANCIAL LLC · SHEBOYGAN, WI
EDWARD JONES · SHEBOYGAN, WI
RBC CAPITAL MARKETS, LLC · Sheboygan, WI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Sheboygan, WI
MWA FINANCIAL SERVICES INC. · Sheboygan, WI
OSAIC WEALTH, INC. · SHEBOYGAN, WI

More in Sheboygan, WI

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