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Daniel Gerald Platt

Neumann Capital Management

Foster City, CA

CRD 4772200

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Employer firm

Neumann Capital Management CRD 112182

$630M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Neumann Capital Management

303 Vintage Park Drive, Suite 100, Foster City, CA 94404-1167 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-01
IL RA APPROVED 2022-09-01
TX RA APPROVED 2022-09-01
  • CA RA
    APPROVED
    Since 2022-09-01
  • IL RA
    APPROVED
    Since 2022-09-01
  • TX RA
    APPROVED
    Since 2022-09-01

Branch Locations

303 Vintage Park Drive, Suite 100, Foster City, CA 94404-1167 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Francisco CA 01/2008 10/2017
Brio Financial Group San Francisco CA 10/2017 07/2019
Neumann Capital Management, Llc Foster City CA 09/2019 Present
  • 01/2008 → 10/2017
    Ameriprise Financial Services, Inc.
    San Francisco, CA
  • 10/2017 → 07/2019
    Brio Financial Group
    San Francisco, CA
  • 09/2019 → Present
    Neumann Capital Management, Llc
    Foster City, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-13
S63 Uniform Securities Agent State Law Examination 2004-03-30
  • S65 Uniform Investment Adviser Law Examination
    2008-03-13
  • S63 Uniform Securities Agent State Law Examination
    2004-03-30
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

CITIGROUP GLOBAL MARKETS INC.
U.S. BANCORP ADVISORS, LLC
J.P. MORGAN SECURITIES LLC

Nearby Investors

TONY HUNG NGUY
DYLAN BOWSKY
Ronald Timothy Clement

Nearby Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA

More in Foster City, CA

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