Maria Carmen Sohn

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → Present
  Morgan Stanley Smith Barney
  Houston, TX

Previous Registrations

• 2010-01-01 → 2012-06-04
  Ubs Financial Services Inc.
  Houston, TX
• 2006-01-31 → 2010-01-01
  Ubs International Inc.
  Houston, TX
• 2004-11-12 → 2006-01-31
  Wells Fargo Investments, Llc
  Houston, TX

Other Businesses

*385527 - Colzohn Global LLC; Investment related - Yes; Houston, Texas; Investment/Finance/Banking; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); May 2019; During business hours: 0; After business hours: 1; Administrative

Exams

• S66 Uniform Combined State Law Examination
  2004-10-29

Other Names

• Maria Colin
• Carmen Colin