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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-05-20 |
| TX | RA | APPROVED | 2024-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 03/2004 | 05/2024 |
| Morgan Stanley Smith Barney Llc | Athens | GA | 05/2024 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 08/2024 | Present |
(1) 597619 - Eatonton City Council / Not Investment Related / Eatonton, GA / Political Office / Elected for Political Office / Start 01-January-2012 / During Business Hours: 0 / After Business Hours: 5 / Labor or Service. (2) 599233 - Eatonton Downtown Development Authority / Not Investment Related / Eatonton, GA / Government / Board Member / Start 15-February-2017 / During Business Hours: 0 / After Business Hours: 3 / Administrative.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-13 |
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