Mary M Phillips

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2016-01-04

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Anthony Stanley	Philadelphia	PA	12/2015	01/2018
Northwestern Mutual Investment Services Llc	Philadelphia	PA	12/2015	Present
Northwestern Mutual Life Insurance Company	Milwaukee	WI	01/2018	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2018	Present

12/2015 → 01/2018

Anthony Stanley

Philadelphia, PA
12/2015 → Present

Northwestern Mutual Investment Services Llc

Philadelphia, PA
01/2018 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
01/2018 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

2010-10-26 → 2015-12-28

Td Ameritrade, Inc.

Philadelphia, PA

Philadelphia, PA
2010-10-26 → 2015-12-28

Td Ameritrade Investment Management, Llc

Philadelphia, PA

Philadelphia, PA
2009-01-02 → 2009-02-13

Raymond James Financial Services Advisors, Inc

Saint Petersburg, FL
2008-06-05 → 2009-01-02

Raymond James Financial Services, Inc.

Lancaster, PA
2008-01-24 → 2008-06-04

Cetera Investment Services Llc

Woodbury, NJ

Lancaster, PA
2007-06-26 → 2007-10-22

Hsbc Securities (Usa) Inc.

Philadelphia, PA
2004-06-07 → 2007-05-25

Osaic Fa, Inc.

Cherry Hill, NJ

Cherry Hill, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-06-02

Other Firms