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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-06-23 |
| OK | RA | APPROVED | 2025-06-18 |
| TX | RA | APPROVED_RES | 2025-06-17 |
| KY | RA | APPROVED | 2025-05-29 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | San Antonio | TX | 10/2016 | 02/2019 |
| Kentucky Bank | Richmond | KS | 10/2016 | 02/2019 |
| Ameriprise Financial Services, Inc. | Richmond | KY | 09/2018 | 02/2019 |
| Ross, Sinclaire & Associates, Llc | Lexington | KY | 02/2019 | 05/2020 |
| Arbonne | Lexington | KY | 05/2016 | 10/2016 |
| First Kentucky Securities Corporation | Lexington | KY | 05/2020 | 01/2023 |
| Truist Advisory Services Inc. | Lexington | KY | 01/2023 | 02/2025 |
| Thrivent Investment Management Inc. | Minneapolis | MN | 05/2025 | Present |
| Thrivent Financial | Appleton | WI | 05/2025 | Present |
| Unemployed | Lexington | KY | 02/2025 | 05/2025 |
RAYS MUSIC EXCHANGE POSITION: Vocalist / Instrumentalist NATURE: Rays Music Exchange provides musical entertainment for upscale restaurants, weddings, and events. The time participation is limited to 3-6 hours of practice per month and up to 6 to 12 hours of performance times that are limited to weekends only, with mostly 3-hour paid performances, sometimes 4 hours. INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2017 ADDRESS: 1621 Kensington Way, Lexington KY 40513, United States DESCRIPTION: I participate as a vocalist, percussionist, and keyboardist. I assist my husband with paying the musicians that participate in Rays Music Exchange.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-23 |
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