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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-06-23
OK RA APPROVED 2025-06-18
TX RA APPROVED_RES 2025-06-17
KY RA APPROVED 2025-05-29
  • DC RA
    APPROVED
    Since 2025-06-23
  • OK RA
    APPROVED
    Since 2025-06-18
  • TX RA
    APPROVED_RES
    Since 2025-06-17
  • KY RA
    APPROVED
    Since 2025-05-29

Branch Locations

Lexington, KY • United States

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals, Inc. San Antonio TX 10/2016 02/2019
Kentucky Bank Richmond KS 10/2016 02/2019
Ameriprise Financial Services, Inc. Richmond KY 09/2018 02/2019
Ross, Sinclaire & Associates, Llc Lexington KY 02/2019 05/2020
Arbonne Lexington KY 05/2016 10/2016
First Kentucky Securities Corporation Lexington KY 05/2020 01/2023
Truist Advisory Services Inc. Lexington KY 01/2023 02/2025
Thrivent Investment Management Inc. Minneapolis MN 05/2025 Present
Thrivent Financial Appleton WI 05/2025 Present
Unemployed Lexington KY 02/2025 05/2025
  • 10/2016 → 02/2019
    Investment Professionals, Inc.
    San Antonio, TX
  • 10/2016 → 02/2019
    Kentucky Bank
    Richmond, KS
  • 09/2018 → 02/2019
    Ameriprise Financial Services, Inc.
    Richmond, KY
  • 02/2019 → 05/2020
    Ross, Sinclaire & Associates, Llc
    Lexington, KY
  • 05/2016 → 10/2016
    Arbonne
    Lexington, KY
  • 05/2020 → 01/2023
    Lexington, KY
  • 01/2023 → 02/2025
    Lexington, KY
  • 05/2025 → Present
    Minneapolis, MN
  • 05/2025 → Present
    Thrivent Financial
    Appleton, WI
  • 02/2025 → 05/2025
    Unemployed
    Lexington, KY
Previous Registrations
  • 2023-02-09 → 2025-03-05
    Lexington, KY
  • 2020-05-29 → 2023-01-24
    Lexington, KY
  • 2019-02-23 → 2020-06-01
    Ross, Sinclaire & Associates, Llc
    Lexington, KY
    Brentwood, TN
    Cincinnati, OH
  • 2018-09-11 → 2019-02-21
    Richmond, KY
  • 2016-10-31 → 2018-09-11
    Investment Professionals, Inc.
    Richmond, KY
    San Antonio, TX
    Danville, KY
    Lexington, KY
  • 2012-06-25 → 2016-06-20
    Investment Professionals, Inc.
    San Antonio, TX
    Lexington, KY
    Versailles, KY
  • 2007-04-04 → 2012-05-01
    Nicholasville, KY
    St Louis, MO
    Lexington, KY
    Lexington, KY
Other Businesses

RAYS MUSIC EXCHANGE POSITION: Vocalist / Instrumentalist NATURE: Rays Music Exchange provides musical entertainment for upscale restaurants, weddings, and events. The time participation is limited to 3-6 hours of practice per month and up to 6 to 12 hours of performance times that are limited to weekends only, with mostly 3-hour paid performances, sometimes 4 hours. INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2017 ADDRESS: 1621 Kensington Way, Lexington KY 40513, United States DESCRIPTION: I participate as a vocalist, percussionist, and keyboardist. I assist my husband with paying the musicians that participate in Rays Music Exchange.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-23
  • S66 Uniform Combined State Law Examination
    2007-03-23
Other Names
  • Martha Louise Adams
  • Martha Louise Adams-Hufana
  • Martha Louise Adams
  • Marti Weeks
  • Martha Louise Weeks

View on SEC IAPD

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