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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2018-03-27
  • IA RA
    APPROVED
    Since 2018-03-27

Branch Locations

1580 Boyson Rd. Ste. 1, Hiawatha, IA 52233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Hiawatha IA 05/2003 Present
Nca Marion IA 10/2004 Present
Thomas Claims Marion IA 01/2009 Present
Pfs Investments Inc. Hiawatha IA 02/2004 Present
  • 05/2003 → Present
    Primerica Financial Services
    Hiawatha, IA
  • 10/2004 → Present
    Nca
    Marion, IA
  • 01/2009 → Present
    Thomas Claims
    Marion, IA
  • 02/2004 → Present
    Hiawatha, IA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. 07/2017-Present Rl Thomas, Inc. - President

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-17
S63 Uniform Securities Agent State Law Examination 2004-05-13
  • S65 Uniform Investment Adviser Law Examination
    2018-01-17
  • S63 Uniform Securities Agent State Law Examination
    2004-05-13

View on SEC IAPD

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