Michael Joseph Russo

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-03-30
CA	RA	APPROVED	2004-05-26

TX RA
APPROVED_RES

Since 2015-03-30
CA RA
APPROVED

Since 2004-05-26

Branch Locations

Aliso Viejo, CA • United States

120 Vantis Dr Ste 145, Aliso Viejo, CA 92656 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Corona	CA	03/2004	03/2020
Ameriprise Financial Services, Llc	Irvine	CA	03/2020	Present

03/2004 → 03/2020

Ameriprise Financial Services, Inc.

Corona, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Irvine, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-05-25

S66 Uniform Combined State Law Examination

2004-05-25

Other Names

Michael Russo

View on SEC IAPD