Joseph Ashby Faxio

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 02/2019
  Morgan Stanley
  Atlanta, GA
• 11/2015 → 02/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 05/2019 → 12/2022
  Pruco Securities, Llc.
  Atlanta, GA
• 05/2019 → 12/2022
  Prudential Insurance Company Of America
  Atlanta, GA
• 02/2019 → 05/2019
  Joe Faxio Consulting
  Atlanta, GA
• 12/2022 → Present
  Equitable Advisors Llc
  New York, NY

Previous Registrations

• 2019-05-17 → 2022-12-13
  Pruco Securities, Llc.
  Atlanta, GA
  Decatur, GA
• 2015-10-27 → 2019-02-01
  Morgan Stanley
  Atlanta, GA
• 2015-09-16 → 2015-09-24
  Virtus Capital Advisers, Llc
  Hartford, CT
• 2012-11-09 → 2015-08-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
• 2006-08-16 → 2010-08-23
  Td Ameritrade, Inc.
  Atlanta, GA
• 2006-08-16 → 2010-08-23
  Td Ameritrade Investment Management, Llc
  Atlanta, GA
• 2004-06-07 → 2005-06-29
  Ameriprise Financial Services, Llc
  Atlanta, GA

Other Businesses

(1) Calvary Worship Center International., Kansas City, MO, Vice President, Pastoral Consultant, Non-Profit and Charitable Organization, non-investment related, consult with Pastor on strategic business matters for the church system, 10 hrs./mo., start date 12/15/2022. (2) Faxio Private Wealth LLC, Founder, DBA for equitable business, 12/09/2022, 40 Hrs/Mo. (3) Outside Insurance, (4) Families First, 80 Joseph E Lowery Blvd, GA, Board member, go to quarterly board meetings, go to committee meetings, will be assigned to the endowment committee to help with fellow board members interact with the outsourced money manager of the endowment, 08/15/2024, 4hrs/mo.(5) The Church at Chapel Hill, Small group leader, lead in small group discussions based upon the bible and occasionally preaching and teaching, 01/05/2025,10hrs/Mo. (6) YMCA Decatur address on Clairmont road, basketball coach and soccer coach, 12/10/2024, 6hrs/mo. (7) https://georgiansunited.org/ Georgians United, no title, just a part of the team that supports the organization, 10/04/2021, 2hrs/mo. (8) The Mary Parker Foundation, 2800 Campbellton Road SW, Atlanta, GA 30311, Board member, attend quarterly board meetings, and attend community events, provide strategic guidance and oversight for the strategy and direction of the organization, 06/10/2024, 4HRS/MO. 9) Program Committee member for event called the Atlanta Black Business Institute in partnership with Emory University's office of alumni affairs, 06/09/2025, 5HRS/MO. Not investment related. (10). Jessie Norman School of the Arts, Board Member and fund-raising committee, help with board governance, strategic planning and fund raising, 10/20/2025, 10HRS/Mo. Not investment related.

Exams

• S66 Uniform Combined State Law Examination
  2012-10-23

Other Names

• Joseph Ashby Faxio
• Joseph Ashby Faxio
• Joseph Ashby Faxio
• Joseph Faxio