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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-20 |
| CA | RA | APPROVED | 2011-12-01 |
Branch Locations
20650 Redwood Rd, Castro Valley, CA 94546 • United States
4900 Hopyard Rd Ste 105 [Yo-Rbo], Pleasanton, CA 94588 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Leandro | CA | 12/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Leandro | CA | 11/2016 | Present |
APPALOOSA GLORY, LLC; INV RELATED; PLEASANTON,CA; SUPPLIER OF CLEANING SOLUTION PRODUCTS; OFFICER MANAGER; START DATE: 01/1/2026; 80 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-25 |
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